Fairholm Estates Limited, along with group, associate and connected companies (together Fairholm), raises loan and equity capital from qualifying investors for selected projects. Investment is limited to qualifying classes of investor meeting the criteria outlined below, and therefore exempt from restrictions on financial promotions. Any investment can only be made following the issuing by Fairholm of an Information Memorandum and other material for a specific opportunity (the Investment Information) and the investor confirming they meet the exemption criteria, and providing evidence where required. The Investment Information should be read in full, including the section on risk factors.
Risk Warning
The Investment Information relates to investment opportunities that are not easily realisable, speculative and invested capital is at risk of partial or total loss, so may not be suitable for all investors. It is recommended to seek independent financial advice on the suitability of an investment opportunity from an accountant, stockbroker or other independent financial adviser authorised under the Financial Services and Markets Act 2000 (FSMA) and who specialises in advising on investments of the type presented, and taking account of an investor’s personal circumstances. Any investment made should be part of a diversified portfolio across varied asset classes, and are not covered by the Financial Services Compensation Scheme.
Access to Investment Information
The Investment Information is exempt from the general restriction in Section 21 of FSMA on the communication of invitations or inducements to engage in investment activity on the grounds that it is made only to investment professionals, high net worth individuals, high net worth companies, certified sophisticated investors, self-certified sophisticated investors or associations of high net worth or sophisticated investors. Any person who receives this Investment Information who does not fall within the applicable exemptions, set out in Articles 19, 48, 49, 50, 50A and 51 of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005 (as amended) (the Order), must not act on it or rely on it for any purposes whatsoever. The Investment Information is not for distribution, nor does it constitute an offer or invitation to subscribe or purchase shares or engage in investment activity, in any jurisdiction where such distribution, offer or invitation is unlawful. Further information on the criteria can be found at fairholmestates.co.uk/investor-criteria.
By accessing Investment Information, the recipient represents and warrants that they are a person who falls within this description of qualifying exempt persons. The Investment Information is not to be disclosed to any other person or used for any other purpose. It is directed solely at the recipient provided access and any other person who receives Investment Information should not rely on it. Investment Information is provided for information purposes only and does not constitute an offer or invitation to participate in any opportunity until satisfactory evidence a prospective investor meets the requirements of the Order is provided.
Recipients agree to keep confidential, without limitation in time, the Investment Information and any information made available in connection with further enquiries. Investment Information and all other information supplied may not under any circumstances be copied, distributed, published, disclosed or reproduced, in whole or in part, at any time, nor may their contents (or any part of them) be disclosed to any person without Fairholm’s prior written consent, other than to a relevant authorised person advising the recipient and who needs to know the confidential information, and provided only that such persons undertake to abide by the same restrictions and responsibilities set out above.”
